ETC Brokerage Services
ETC Brokerage Services provides brokerage services to individual retirement and other custodial accounts for which its affiliate, Equity Trust Company, serves as custodian.
ETC Brokerage Services is a broker-dealer registered with the SEC and a member of SIPC and FINRA.
Brokerage Products: Not FDIC Insured • No Bank Guarantee • May Lose Value.
Brokerage accounts are opened and maintained with ETC Brokerage and not Equity Trust Company. All brokerage services performed in connection with brokerage accounts are rendered by ETC Brokerage Services and not by Equity Trust Company.
Brokerage accounts are not bank accounts. Neither brokerage accounts nor the securities held, purchased or sold therein are FDIC insured. In addition, such securities are not deposits or other obligations of
ETC Brokerage Services, are not guaranteed by ETC Brokerage Services and are subject to investment risks, including loss of principal.
Equity Trust Company
Equity Trust Company is a state chartered non-depository trust company and an affiliate of ETC Brokerage Services. Equity Trust is not a registered broker-dealer and does not effect securities transactions for its custodial accounts.
SEC-Required Report on Routing of Customer Orders
ETC Brokerage Services has prepared this report pursuant to a U.S.
Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of "non-directed orders" - any order that the customer has not specifically instructed to be routed to a particular venue for execution. ETC Brokerage Services relies on our clearing firm, COR Clearing, LLC., to route all orders to a venue for execution. ETC Brokerage Services does not direct client orders, or receive payment for the flow of any orders to any market center.
You can find this information about how COR Clearing LLC routes all orders for ETC Brokerage clients by clicking on the link below and selecting ETC Brokerage Services from the drop down box or you can request a copy by contacting ETC Brokerage directly.
COR CLEARING LLC
COR Clearing LLC (COR Clearing), Member FINRA/SIPC, is a full-service independent securities clearing firm providing technology, administrative services and product offerings through its flexible, customized platforms. COR Clearing provides clearing, trade execution and related services to ETC Brokerage Services.
None of the information contained in this web site constitutes a recommendation, solicitation or offer by ETC Brokerage Services or its affiliates to buy or sell any securities, options or other financial instruments or provide any investment advice or service. The information contained in this web site has been prepared without reference to any particular user's investment requirements or financial situation. Certain transactions give rise to substantial risk and are not suitable for all investors. Prior to the execution of any transaction by you involving information you received from this web site, you should consult your business advisor, attorney and tax and accounting advisors with respect to the price, suitability, value, risk or other aspects of any stock, mutual fund, security or other investment. Pricing and other information generated through the use of data or services made available herein may not reflect actual prices or values that would be available in the market at the time provided or at the time that the user may want to purchase or sell a particular security or other instrument. The information and services provided on this web site are not provided to and may not be used by any person or entity in any jurisdiction where the provision or use thereof would be contrary to applicable laws, rules or regulations of any governmental authority or regulatory or self-regulatory organization or clearing organization or whereby ETC Brokerage Services is not authorized to provide such information or services. Some products and services described in this web site may not be available in all jurisdictions or to all clients.
The Securities Investor Protection Corporation
SIPC Disclosure: No coverage is provided for a market loss in value. Securities and cash held by individuals in ETC Brokerage Services accounts are protected from insolvency of the brokerage firm up to their net equity value by a combination of coverages provided by the Securities Investor Protection Corporation (SIPC), a non-profit organization created by an Act of Congress. SIPC protects up to $500,000 of your securities, of which up to $250,000 may be uninvested cash. Additional protection up to the full net equity value of each account, including uninvested cash, may be provided to the extent of funds recovered by SIPC. SIPC coverage applies only to securities and cash in the exclusive possession and control of ETC Brokerage Services and does not protect against losses due to fluctuations in the market. Additional information about SIPC and asset protection may also be found at www.SIPC.org.